Preparing for the EU Whistleblower Directive

A guide on how to prepare your compliance program and teams for the EU Whistleblower Directive.

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Key Tactics to Tackle Negative News in Financial Crime Compliance Programs

The goal of this eBook is to help financial crime compliance professionals in several areas related to negative news (also known as adverse media) so Read More

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Using Data to Sell the Importance of Compliance with Your Commercial Team

Leveraging external data in third-party compliance programs is not a new concept. Due diligence reports are well-established components of identifying third-party risk. These reports aggregate Read More

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Best Practices of Conflict of Interest Programs

Companies need a rigorous, structured process to find potential COIs among employees, and then to resolve those COIs — complete with systems that track mitigation Read More

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EAR Amendments Pose New Compliance Challenges and Solutions

These BIS rules have been substantially expanded and now apply to a broader range of export activities that previously did not pose any particular enforcement Read More

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A Resource Guide to the FCPA, 2nd Edition

Automated compliance screening solutions are not perfect and regulators have signaled quite plainly that automation is not a replacement for human insight and expertise. Legal Read More

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5 Ways Your COI Process Is Creating Risk

An outdated or inefficient process for tracking and dealing with conflicts of interest can be a major contributor to the risk of noncompliance. However, the Read More

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