Exploring Circular Ownership in Compliance Investigations
December 18, 2020Circular ownership structures may take several different forms and may occur in a closed or open circular setup. These structures could be simple or complex, Read More
A Q&A on Conflict of Interest
October 24, 2020An insider insight interview with Russell Griggs and Chris Cazer. Russell (Russ) Griggs has more than 30 years of experience and leadership developing complex business Read More
Creating a COI Program
October 22, 2020Conflicts of Interest are the Root of Many Regulatory Compliance and Business Ethics Issues. Conflicts of interest create all manner of ethical, reputational and regulatory Read More
Best Practices of Conflict of Interest Programs
Companies need a rigorous, structured process to find potential COIs among employees, and then to resolve those COIs — complete with systems that track mitigation Read More
CECO at the Center: Critical Conversations for an Integrated GRC
August 20, 2020In today’s global business world, a broad spectrum of economic, political, social, operational, legal and regulatory change is continually taking us to new levels of Read More
FinCEN Issues Three New FAQs Regarding CDD Requirements
August 20, 2020On August 3, 2020, the Financial Crimes Enforcement Network (FinCEN) issued three new FAQs regarding customer due diligence requirements for covered financial institutions. The FAQS Read More
